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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
101 West Main Street #104, Carnegie, PA 15106-2427 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-01-26 |
Branch Locations
101 West Main Street #104, Carnegie, PA 15106-2427 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Pittsburgh | PA | 04/2012 | 01/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2017 | Present |
| Securities Brokerage Services, Inc | Carnegie | PA | 01/2017 | Present |
| Legacy Consulting Group | Carnegie | PA | 02/2017 | 05/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FEE BASED INVESTMENT ADVISORY AND CONSULTING SERVICES (2) NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES, INC.INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION,NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2017,POSITION/TITLE/RELATIONSHIP: RR AND IAR,APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ORIA ADVISORY SALES, INVESTMENT PRODUCTS AND LIFE INSURANCE. (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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