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David Allen Wampler

Bfc Planning, Inc.

Cedar Rapids, IA

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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-05
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. St. Louis MO 06/2003 12/2025
Moloney Investment Advisory Llc Manchester MO 02/2016 12/2016
Moloney Securities Asset Management Llc Manchester MO 02/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Kerrville TX 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 06/2003 → 12/2025
    Moloney Securities Co., Inc.
    St. Louis, MO
  • 02/2016 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 02/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Kerrville, TX
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-02-22 → 2025-12-05
    Moloney Securities Asset Management Llc
    Kerrville, TX
    Manchester, MO
  • 2016-02-22 → 2016-12-31
    Moloney Investment Advisory Llc
    Kerrville, TX
    Manchester, MO
  • 2006-01-03 → 2016-04-13
    Moloney Securities Co., Inc.
    Manchester, MO
    Kerrville, TX
    Overland Park, KS
    Kerrville, TX
    Manchester, MO
    Manchester, MO
    Myrtle Beach, SC
    Manchester, MO
  • 2002-06-11 → 2003-06-28
    Kerrville, TX
Other Businesses

VICE-CHAIRMAN OF THE BOARD OF GUADALUPE NATIONAL BANK AND ITS HOLDING COMPANY, RELATIONSHIP FINANCIAL CORP. OVERSIGHT RESPONSIBILITY, INCLUDING COMMITTEE RESPONSIBILITIES, BUDGETING AND STRATEGIC PLANNING FOR A $250MM STATE CHARTED COMMUNITY BANK. 1309 BANDERA HIGHWAY, KERRVILLE, TX 78028. CONDUCTED ABOUT 10 HRS/WEEK DURING TRADING HOURS. D/B/A HERITAGE INVESTMENT MANAGEMENT, LLP. SECURITIES AND INVESTMENT ADVISORY ACTIVITIES. SECURITIES OFFERED THROUGH BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. OWNER, DIAMOND FORK INVESTMENTS, LLC, ESTABLISHED TO HOLD INCOME FROM ADVISORY AND INVESTMENT BUSINESS BUFFALO FORKS RANCH LTD - GENERAL PARTNER- 1572 ACRE RANCH - 222 SIDNEY BAKER SOUTH #538, KERRVILLE, TX 78028. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK. TEXAS 4W LAND AND CATTLE - MANAGER - LLC ESTABLISHED TO HOLD THE GENERAL PARTNER INTEREST IN BUFFALO FORKS RANCH LTD A FAMILY LIMITED PARTNERSHIP. 667 FELIX FISHER ROAD, HUNT , TX 78027. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-15
  • S66 Uniform Combined State Law Examination
    1997-10-15

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