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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Co., Inc. | St. Louis | MO | 06/2003 | 12/2025 |
| Moloney Investment Advisory Llc | Manchester | MO | 02/2016 | 12/2016 |
| Moloney Securities Asset Management Llc | Manchester | MO | 02/2016 | 12/2025 |
| Berthel, Fisher & Company Financial Services, Inc. | Kerrville | TX | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
VICE-CHAIRMAN OF THE BOARD OF GUADALUPE NATIONAL BANK AND ITS HOLDING COMPANY, RELATIONSHIP FINANCIAL CORP. OVERSIGHT RESPONSIBILITY, INCLUDING COMMITTEE RESPONSIBILITIES, BUDGETING AND STRATEGIC PLANNING FOR A $250MM STATE CHARTED COMMUNITY BANK. 1309 BANDERA HIGHWAY, KERRVILLE, TX 78028. CONDUCTED ABOUT 10 HRS/WEEK DURING TRADING HOURS. D/B/A HERITAGE INVESTMENT MANAGEMENT, LLP. SECURITIES AND INVESTMENT ADVISORY ACTIVITIES. SECURITIES OFFERED THROUGH BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. OWNER, DIAMOND FORK INVESTMENTS, LLC, ESTABLISHED TO HOLD INCOME FROM ADVISORY AND INVESTMENT BUSINESS BUFFALO FORKS RANCH LTD - GENERAL PARTNER- 1572 ACRE RANCH - 222 SIDNEY BAKER SOUTH #538, KERRVILLE, TX 78028. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK. TEXAS 4W LAND AND CATTLE - MANAGER - LLC ESTABLISHED TO HOLD THE GENERAL PARTNER INTEREST IN BUFFALO FORKS RANCH LTD A FAMILY LIMITED PARTNERSHIP. 667 FELIX FISHER ROAD, HUNT , TX 78027. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-15 |
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