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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-28 |
| TX | RA | APPROVED | 2022-05-31 |
| CT | RA | APPROVED | 2022-04-15 |
Branch Locations
1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 02/2022 | Present |
| Wells Fargo Bank Na | White Plains | NY | 05/2011 | 08/2021 |
| Unemployed | Armonk | NY | 09/2021 | 01/2022 |
NY NON-PRACTICING LAW LICENSE; NOT INV. RELATED; NEW YORK; START DATE 03/10/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NON PRACTICING LAWYER. CT NON-PRACTICING LAW LICENSE; NOT INV. RELATED; NEW YORK; START DATE 03/10/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NON PRACTICING LAWYER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-05 |
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