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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-03-16 |
Branch Locations
6952 Rote Road, Suite 100, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Rockford | IL | 03/2013 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Rockford | IL | 03/2018 | Present |
1. Rental Property; 15731 & 15727 Hutchison Ct South Beloit IL 61080; Property owner; Landlord; 01/07/2019; 0.00 Hour(s) Per Day; not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-27 |
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