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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1847 W. Heatherbrae Dr, Phoenix, AZ 85015 • United States
Newport Beach, CA • United States
Anaheim, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Brea | CA | 10/2004 | Present |
| Nylife Securities Inc | Brea | CA | 12/2004 | Present |
| Eagle Strategies | Westminster | CA | 02/2009 | Present |
| Ted Ngo And Associates Insurance & Financial Services | Westminster | CA | 11/2016 | Present |
[OPERATING UNDER THE DBA NAME OF TED NGO AND ASSOCIATES INSURANCE & FINANCIAL SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; WESTMINSTER, CA; START DATE: 11/2016][Rental Property; 4401 N 12th St. #113 Phoenix, AZ 85014; 15440 Beach Blvd. #126, Westminster, CA 92683; Start Date 09/2004; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; collect rent][Corelock ; I manage my family's rental properties in california and arizona. This is a sole proprietorship.; 15440 Beach Blvd. #126, Westminster, Ca 92683; Start Date 02/2006; Role/Title: Owner; Investment Related; 20 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-02 |
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