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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-27 |
| WA | RA | APPROVED | 2008-10-15 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Silverdale, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corp | Seattle | WA | 10/2008 | Present |
| Colour Creations | Silverdale | WA | 01/2002 | Present |
(1) KITSAP LADY TRAIL RIDERS; ADDRESS: PO BOX 835, SILVERDALE, WA 98383; BUSINESS DESCRIPTION: HORSEBACK TRAIL RIDING GROUP; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: TREASURER; DUTIES: GENERAL ACCOUNTING; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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