Lisa Marie Hartung

Current Employers

Employment History

• 04/2016 → Present
  Stifel Nicolaus & Co Inc
  Newport Beach, CA

Previous Registrations

• 2002-01-07 → 2016-03-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Laguna Hills, CA
  Newport Beach, CA
  Irvine, CA

Other Businesses

1. UC Santa Barbara Advisory Board to the Economics Department; UC Santa Barbara Santa Barbara CA 93106; Serving on this non-profit Board to help with student development and mentorship programs, under the Chair of the Economics Dept; Board member/ volunteer; Helping create mentorship programs and career learning opportunities for the students; 02/06/2024; 50.00hrs/year; not during securities trading hours; not investment-related 2. University of CA Santa Barbara Advancement Council of Orange County; UC Santa Barbara, CA 93106; Volunteer on this committee at the Orange County area to collaborate on ways to enhance and fundraise for UCSB's educ research; part of the committee; We discuss fundraising ideas and how to get more alumni involved; 3/18/2025; 15 Hours per Year; not during securities trading hours; Not Investment-Related. 3. Mater Dei Monarch Foundation Board; 1202 W Edinger Ave Santa Ana, CA 92707; Catholic High School and this is the Foundation Board; I will be a member of the Board of the Foundation to provide insight for the school in their fundraising and admin endeavors; To act in an advisory role around fundraising and development efforts for the school; 08/31/2026; 5hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1999-12-16

Other Names

• Lisa Marie Paulsen