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Thomas Joseph Rogers

Mml Investors Services, LLC

Wakefield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2021-12-02

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wakefield MA 01/2015 03/2017
Mml Investors Services, Llc Wakefield MA 03/2017 Present
Massmutual Life Insurance Company Wakefield MA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wakefield, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Wakefield, MA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Wakefield, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1998-10-01
Other Names
  • T J Rogers
  • Thomas Joseph Iii Rogers

View on SEC IAPD

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Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
AMERIPRISE FINANCIAL SERVICES, LLC · WAKEFIELD, MA

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