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17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-05-04 |
Branch Locations
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allspring Funds Management , Llc | Menomonee Falls | WI | 03/2008 | 04/2023 |
| Annex Wealth Management | Elm Grove | WI | 05/2023 | Present |
MARQUETTE UNIVERSITY POSITION: Instructor of Practice: Academic institution. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1999 ADDRESS: 1250 W Wisconsin Ave, Milwaukee WI 53233, United States DESCRIPTION: Teach a variety of courses in economics and finance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 2003-05-28 |
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