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Jose Luis Fernandez

Fendz Asset Management, Inc.

Coral Gables, FL

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Current Employers
Fendz Asset Management, Inc.

232 Andalusia Ave #202, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-24
FL RA APPROVED 2025-01-28
  • TX RA
    APPROVED_RES
    Since 2025-04-24
  • FL RA
    APPROVED
    Since 2025-01-28

Branch Locations

232 Andalusia Ave #202, Coral Gables, FL 33134 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fendz Asset Management, Inc. Coral Gables FL 06/2006 Present
Fendz Asset Management, Inc. Coral Gables FL 09/2007 Present
Previous Registrations
  • 2004-11-01 → 2006-06-23
    Morgan Keegan & Company, Llc
    Hialeah, FL
    Hialea, FL
    Miami, FL
  • 2003-05-22 → 2004-11-08
    Wamu Investments, Inc.
    Miami, FL
  • 1998-03-12 → 2003-04-15
    A. G. Edwards & Sons, Inc.
    Coral Gables, FL
Other Businesses

INDEPENDENT INSURANCE AGENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-10
S65 Uniform Investment Adviser Law Examination 1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-09-10
  • S65 Uniform Investment Adviser Law Examination
    1997-09-10
Other Names
  • Jose L Fernandez
  • Joe Fernandez

View on SEC IAPD

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Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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