Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

4321 W. College Ave, Berbee Building, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oshkosh WI 10/2012 04/2017
B.C. Ziegler And Company Appleton WI 05/2017 03/2018
Stifel, Nicolaus & Company, Incorporated Appleton WI 03/2018 Present
Previous Registrations
  • 2017-05-04 → 2018-03-16
    B. C. Ziegler And Company
    Appleton, WI
    Chicago, IL
  • 2012-10-01 → 2017-05-09
    Appleton, WI
    Fond Du Lac, WI
    Fond Du Lac, WI
    Green Bay, WI
    Waupaca, WI
    Appleton, WI
    Seymour, WI
    Oshkosh, WI
    Oshkosh, WI
    Appleton, WI
    New Franken, WI
    Neenah, WI
    Antigo, WI
    Stevens Point, WI
    Appleton, WI
    Larsen, WI
    Green Bay, WI
    Freedom, WI
    De Pere, WI
    Appleton, WI
    Green Bay, WI
    Green Bay, WI
    Fond Du Lac, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Freedom, WI
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Appleton, WI
    Appleton, WI
    Stevens Point, WI
    Appleton, WI
    Fond Du Lac, WI
    Fond Du Lac, WI
    West Bend, WI
    West Bend, WI
    Green Bay, WI
    Green Bay, WI
    De Pere, WI
    Freedom, WI
    Green Bay, WI
    Larsen, WI
    Appleton, WI
    Antigo, WI
    Neenah, WI
    New Franken, WI
    Appleton, WI
    Oshkosh, WI
    Oshkosh, WI
    Seymour, WI
    Waupaca, WI
    Green Bay, WI
  • 2002-11-01 → 2005-07-06
    Banc One Securities Corporation
    Appleton, WI
Other Businesses

1. Rental Property; 62 Racine Street, Menasha, WI 54952; Landlord; Collect Rent; 02/28/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Trinity Lutheran Church and School; 300 Broad St, Menasha, WI 54952; Lutheran Day School; Member of the Board of Education; Meet once a month to discuss and establish day school policy and procedures; 01/12/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-01
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S65 Uniform Investment Adviser Law Examination
    1997-08-01
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03
Other Names
  • Nicholas J Corrente

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor