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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-27
TX RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2026-07-27
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

170 Newport Way, Huntsville, TX 77320 • United States

Cotopaxi, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2004 09/2025
Woodruff Financial Consultants, Llc Salt Lake City UT 11/2004 09/2025
Kestra Investment Services Llc Huntsville TX 09/2025 Present
Kestra Advisory Services Llc Huntsville TX 09/2025 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: WOODRUFF FINANCIAL CONSULTANTS, INC. POSITION: DIRECTOR, PLANNING NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 170 Newport Way, Huntsville TX 77320, United States DESCRIPTION: PLANNING FOR INDIVIDUAL CLIENTS AND ORGANIZATIONS Name: WOODRUFF FINANCIAL CONSULATANTS, IN POSITION: DIRECTOR, PLANNING NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/07/2025 ADDRESS: 170 Newport Way, Huntsville TX 77320, United States DESCRIPTION: SELL INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-06
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S65 Uniform Investment Adviser Law Examination
    1997-08-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30
Other Names
  • J Marie Halas
  • Jodi Marie Halas
  • Jodi Marie Woodruff

View on SEC IAPD

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