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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-27 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
170 Newport Way, Huntsville, TX 77320 • United States
Cotopaxi, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2004 | 09/2025 |
| Woodruff Financial Consultants, Llc | Salt Lake City | UT | 11/2004 | 09/2025 |
| Kestra Investment Services Llc | Huntsville | TX | 09/2025 | Present |
| Kestra Advisory Services Llc | Huntsville | TX | 09/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: WOODRUFF FINANCIAL CONSULTANTS, INC. POSITION: DIRECTOR, PLANNING NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 170 Newport Way, Huntsville TX 77320, United States DESCRIPTION: PLANNING FOR INDIVIDUAL CLIENTS AND ORGANIZATIONS Name: WOODRUFF FINANCIAL CONSULATANTS, IN POSITION: DIRECTOR, PLANNING NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/07/2025 ADDRESS: 170 Newport Way, Huntsville TX 77320, United States DESCRIPTION: SELL INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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