Eric Marvin Dye

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2018
  Financial Engines Advisors L.L.C.
  Phoenix, AZ
• 05/2018 → 10/2019
  Jpmorgan Chase Bank, N.A.
  Goodyear, AZ
• 05/2018 → 10/2019
  J.P. Morgan Securities Llc
  Goodyear, AZ
• 10/2019 → 03/2020
  Lpl Financial
  Scottsdale, AZ
• 10/2019 → Present
  Netvest Financial, Llc
  Scottsdale, AZ
• 03/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → 05/2021
  Summit Financial Group
  Scottsdale, AZ
• 08/2016 → 04/2022
  Eric Dye
  Scottsdale, AZ
• 06/2018 → 04/2022
  Eric Dye
  Goodyear, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-03-04 → 2021-05-20
  Summit Financial Group Inc
  Scottsdale, AZ
• 2019-10-09 → 2020-03-13
  Lpl Financial Llc
  Scottsdale, AZ
• 2018-12-07 → 2019-09-11
  J.P. Morgan Securities Llc
  Goodyear, AZ
• 2015-12-15 → 2018-05-24
  Edelman Financial Engines
  Phoenix, AZ
• 2013-07-22 → 2015-10-01
  Cetera Wealth Services, Llc
  Chippewa Falls, WI
  Crystal Lake, IL

Other Businesses

1. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISOR - PROVIDE FINANCIAL SERVICES 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 04/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND MEDICARE SUPPLEMENT INSURANCE 3. NAME OF OTHER BUSINESS: NETVEST FINANCIAL - CRD#170100 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE:04/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ESTATE AND TRUST FINANCIAL PLANNING

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-08-17
• S66 Uniform Combined State Law Examination
  2013-07-01