Michael David Brown

Current Employers

Employment History

• 12/1999 → Present
  The Planning Group, Inc.
  Northfield, IL
• 08/2009 → 12/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2009 → 12/2018
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 09/2018 → Present
  Tpg Advisors Llc
  Northfield, IL

Previous Registrations

• 2009-08-10 → 2019-02-06
  Cambridge Investment Research Advisors, Inc.
  Northfield, IL
  Northfield, IL
• 2012-04-18 → 2012-12-31
  Drw Financial, Inc.
  Northfield, IL
• 2003-03-28 → 2009-08-10
  Waterstone Financial Group, Inc.
  Northfield, IL
  Northfield, IL

Other Businesses

Michael David Brown is a CPA and from time to time, may offer clients advice from those activities and clients should be aware that these services may involve a conflict of interest. TPG always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of TPG in connection with such individual's activities outside of TPG. Michael David Brown is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. TPG always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of TPG in connection with such individual's activities outside of TPG. Trustee Services; investment related: Yes; No physical location; I will be acting as a paid trustee for two individual trusts for a single family. ; Trustee ; Supervising investments and outside investment managers, budgeting, and meeting with beneficiaries.; 2019-04-01; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 4.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-09

Designations

Other Names

• Mike Brown