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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-16 |
| TX | RA | APPROVED_RES | 2025-10-14 |
Branch Locations
426 North 44Th St Ste 115, Phoenix, AZ 85008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Phoenix | AZ | 02/2008 | 01/2024 |
| Southwest Wealth Advisory Group | Phoenix | AZ | 02/2008 | Present |
| Osaic Wealth, Inc. | Phoenix | AZ | 01/2024 | 10/2025 |
| Lpl Financial | Phoenix | AZ | 10/2025 | Present |
1. 07/2025 - Bradley Hughs - Non-Variable Insurance - Non-Variable Insurance - Investment Related - 5 Hrs/Mth - 0 Hrs During Trading - Chandler, AZ 85249 - OBA Start Date: 02/04/2008 2. 07/2025 - SOUTHWESTWEALTH ADVISORY GROUP, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/04/2025 3. 07/2025 - Hughs Financial Services, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 4 Hrs/Mth - 0 Hrs During Trading - Chandler AZ 85249 - OBA Start Date: 12/27/2010 4. 01/16/2026 - Core Income - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 11/11/2025 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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