Nikki L Theriault

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-03
ME	RA	APPROVED	2015-12-01

TX RA
APPROVED_RES

Since 2025-02-03
ME RA
APPROVED

Since 2015-12-01

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
10/2009	Portland	ME	10/1998	Present
Rbc Capital Markets Corporation	Portland	ME	10/2009	Present

10/1998 → Present

10/2009

Portland, ME
10/2009 → Present

Rbc Capital Markets Corporation

Portland, ME

Other Businesses

MY HOUSE 344/346 STEVENS AVE PORTLAND, ME 04103 RENTAL PROPERTY/ OWNER OCCUPIED START DATE 8/1/1998 END DATE 8/1/2052 POSITION OWNER 0 HOURS DURING THE WEEK AND 1 HOUR DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-30

S66 Uniform Combined State Law Examination

2015-11-30

Other Names

Nikki Newell
Nikki L Newell

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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