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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2018-10-04 |
| NJ | RA | APPROVED | 2004-03-11 |
Branch Locations
201 W Passaic St Ste 103, Rochelle Park, NJ 07662 • United States
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochelle Park | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochelle Park | NJ | 03/2020 | Present |
Business Ownership; Advisors on Lex, LLC; Co-owner; Manage Ameriprise Business; 122 East 42nd Street, Ste 2215, New York, NY, 10168; Not Investment-Related; 06/01/2023; 0 hours per month; 0 during trading hours. Fiduciary Activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-16 |
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