Frank August Fairbanks

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 06/2020
  Usaa Financial Advisors, Inc.
  Phoenix, AZ
• 11/2008 → 01/2021
  Usaa Financial Planning Services
  Phoenix, AZ
• 01/2018 → 01/2021
  Usaa Investment Services Company
  San Antonio, TX
• 02/2021 → 10/2021
  Unemployed
  Phoenix, AZ
• 10/2021 → 01/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2021 → 01/2023
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 08/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2023 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 02/2023 → 07/2023
  Unemployed
  Phoenix, AZ

Previous Registrations

• 2021-11-10 → 2023-01-12
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 2018-01-08 → 2020-07-30
  Usaa Investment Services Company
  San Antonio, TX
  San Antonio, TX
  Phoenix, AZ
• 2008-12-09 → 2018-01-08
  Usaa Financial Planning Services
  Phoenix, AZ
• 2006-11-13 → 2008-12-31
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-31
• S63 Uniform Securities Agent State Law Examination
  2001-09-29