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Kyle Hess Richardson

LPl Financial LLC

Chandler, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-15
CA RA APPROVED 2023-08-14
  • TX RA
    APPROVED_RES
    Since 2023-08-15
  • CA RA
    APPROVED
    Since 2023-08-14

Branch Locations

2151 E. Pecos Rd #3, Chandler, AZ 85225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Advisor Services, Llc. Chandler AZ 07/2016 08/2023
Kestra Investment Services, Llc Chandler AZ 07/2016 08/2023
Kestra Advisory Services, Llc Chandler AZ 07/2016 08/2023
Lpl Financial Llc Chandler AZ 08/2023 Present
  • 07/2016 → 08/2023
    Nfp Advisor Services, Llc.
    Chandler, AZ
  • 07/2016 → 08/2023
    Kestra Investment Services, Llc
    Chandler, AZ
  • 07/2016 → 08/2023
    Chandler, AZ
  • 08/2023 → Present
    Chandler, AZ
Previous Registrations
  • 2016-08-08 → 2023-08-14
    Chandler, AZ
    Austin, TX
  • 2009-01-23 → 2016-07-21
    Sii Investments, Inc.
    Chandler, AZ
    Scottsdale, AZ
    Phoenix, AZ
    San Diego, CA
  • 2008-02-05 → 2009-01-28
    Osaic Services, Inc.
    Mesa, AZ
  • 2001-05-17 → 2009-01-27
    Householder Group, Estate & Retirement Specialists
    Mesa, AZ
Other Businesses

1) 08/2023 - WATERMARK WEALTH STRATEGIES / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - Ram Financial Group, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / AZ, 85225 - Start 04/11/2002 - 4 Hrs per month 3) 08/2023 - KAR Properties, LLC / Real Estate Rental / Inv Related / Owner of Real Estate Rental / AZ, 85225 - Start date 09/18/2008 4) 08/2023 - NOTARY PUBLIC - KYLE RICHARDSON/TRUST RELATED SERVICES / Notary / AZ, 85225 - Start 01/01/2005 - 1 Hrs per month 5) 08/2023 - JEWELL of Zeus LLC / Real Estate Rental / Owner of Real Estate Rental / AZ, 85225 - Start date 05/22/2023 6) 08/2023 - KBR Properties, LLC / Real Estate Rental / Owner of Real Estate Rental / AZ, 85225 - Start date 01/12/2015 - 1 Hrs per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-08
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1997-07-10
  • S66 Uniform Combined State Law Examination
    2001-05-08
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-07-10
Designations

View on SEC IAPD

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