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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-15 |
| CA | RA | APPROVED | 2023-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Advisor Services, Llc. | Chandler | AZ | 07/2016 | 08/2023 |
| Kestra Investment Services, Llc | Chandler | AZ | 07/2016 | 08/2023 |
| Kestra Advisory Services, Llc | Chandler | AZ | 07/2016 | 08/2023 |
| Lpl Financial Llc | Chandler | AZ | 08/2023 | Present |
1) 08/2023 - WATERMARK WEALTH STRATEGIES / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - Ram Financial Group, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / AZ, 85225 - Start 04/11/2002 - 4 Hrs per month 3) 08/2023 - KAR Properties, LLC / Real Estate Rental / Inv Related / Owner of Real Estate Rental / AZ, 85225 - Start date 09/18/2008 4) 08/2023 - NOTARY PUBLIC - KYLE RICHARDSON/TRUST RELATED SERVICES / Notary / AZ, 85225 - Start 01/01/2005 - 1 Hrs per month 5) 08/2023 - JEWELL of Zeus LLC / Real Estate Rental / Owner of Real Estate Rental / AZ, 85225 - Start date 05/22/2023 6) 08/2023 - KBR Properties, LLC / Real Estate Rental / Owner of Real Estate Rental / AZ, 85225 - Start date 01/12/2015 - 1 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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