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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
663 Lafayette Avenue, Hawthorne, NJ 07506 • United States
Oakland, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Paramus | NJ | 06/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Hawthorne | NJ | 03/2020 | Present |
Business Ownership; 663 Lafayette Ave, LLC; This LLC entity was established to own and manage the building where my financial planning practice is located.There are two members of the LLC - Betsy Ertmann, who is my sister and my assistant, and myself. The building houses our offices and an upstairs residential apartment where our tenant resides.; Please see answers above - There is no other business activity associated with this LLC other than maintaining ownership in the building located at 663 Lafayette Ave, Hawthorne, NJ; 663 Lafayette Ave, , Hawthorne, NJ, 7506; Investment-Related; 03/19/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Boys and Girls Club of Hawthorne; Treasurer; 150 Maitland Avenue, Hawthorne, NJ 07506, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-19 |
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