Alan Edward Palazzo

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-29
NJ	RA	APPROVED	2008-03-14

FL RA
APPROVED

Since 2024-05-29
NJ RA
APPROVED

Since 2008-03-14

Branch Locations

Pompano Beach, FL • United States

663 Lafayette Avenue, Hawthorne, NJ 07506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Saddle Brook	NJ	03/2008	03/2020
Ameriprise Financial Services, Llc	Riverdale	NJ	03/2020	Present

03/2008 → 03/2020

Ameriprise Financial Services, Inc.

Saddle Brook, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Riverdale, NJ

Previous Registrations

2004-10-20 → 2008-03-20

Banc Of America Investment Services, Inc.

Summit, NJ

Summit, NJ
2003-03-07 → 2004-10-20

Quick & Reilly, Inc.

Summit, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-10
S63	Uniform Securities Agent State Law Examination	1982-01-13

S65 Uniform Investment Adviser Law Examination

2002-12-10
S63 Uniform Securities Agent State Law Examination

1982-01-13