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Rachel Duncan Smith

Morgan Stanley

Louisville, KY

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
KY RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • KY RA
    APPROVED
    Since 2009-06-01

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Louisville Louisville KY 06/2002 Present
Morgan Stanley & Co., Incorporated Louisville KY 04/2007 Present
Morgan Stanley Smith Barney Louisville KY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2002 → Present
    University Of Louisville
    Louisville, KY
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Louisville, KY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Louisville, KY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Louisville, KY
  • 2003-05-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Louisville, KY
    Louisville, KY
Other Businesses

Real Estate; Investment related; Louisville, KY; Multiple Rental Properties; Start date: 06/2004; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
  • S66 Uniform Combined State Law Examination
    2003-05-16
Other Names
  • Rachel S. Duncan
  • Rachel Suzanne Duncan

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
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