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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-11
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2009-10-20
  • NC RA
    APPROVED
    Since 2020-12-11
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2009-10-20

Branch Locations

1108 Kennebec Dr, Chambersburg, PA 17201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chambersburg PA 06/1997 Present
Bank Of America, N.A. Chambersburg PA 04/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-29
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S65 Uniform Investment Adviser Law Examination
    1997-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15
Other Names
  • Darren M Grove

View on SEC IAPD

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