Best Investors Account Sign in
Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-19
KY RA APPROVED 2003-09-09
  • FL RA
    APPROVED
    Since 2024-03-19
  • KY RA
    APPROVED
    Since 2003-09-09

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

2225 Lexington Rd., Louisville, KY 40206

Windermere, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Llc Louisville KY 08/2003 Present
Previous Registrations
  • 2003-10-15 → 2010-05-06
    Woodbury Financial Services, Inc.
    Louisville, KY
    Louisville, KY
Other Businesses

LICENSED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF NON SECURITIES BASED INSURANCE PRODUCTS. BAND LEADER, KUDMANI FAMILY BAND - PRACTICE AND PLAY FOR FUN AND HOBBY APPROXIMATELY 8 HRS PER MONTH, 0 HRS DURING TRADING TIME. EST ANNUAL EARNINGS = ABOUT $2,000

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-17
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    2000-10-17
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor