Richard Scott Hoel

Current Employers

Employment History

• 08/2019 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 08/2019 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 01/2009 → 12/2017
  Kaplan Education
  St Paul, MN
• 01/2017 → 05/2019
  Robert Half
  Bloomington, MN
• 05/2019 → Present
  Axtell, Haller, Slachta
  Bloomington, MN
• 05/2022 → Present
  Lpl Financial Llc
  Brooklyn Center, MN

Previous Registrations

• 2019-11-25 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Brooklyn Center, MN
• 2014-01-22 → 2014-10-09
  Cetera Advisors Llc
  Minnetonka, MN
  Burnsville, MN

Other Businesses

1) 2026-05-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - GUARDIANS RETIREMENT & FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Y - 5 - 5 - at reported business location(s) - 2026-04-28 - BROKERAGE AND ADVISORY 2) 2026-02-10 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - ARKANSAS FEDERAL RETIREMENT AND INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business) - Y - 5 - 5 - at reported business location(s) - 2026-02-04 - Advisory and brokerage services 3) 2025-12-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - EXCITE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Y - 5 - 5 - at reported business location(s) - 2025-12-19 - LPL BUSINESS ONLY 4) 2025-12-19 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Energy One Retirement & Investment Services - DBA for LPL Business (entity for LPL business) - Y - 5 - 5 - at reported business location(s) - 2025-12-16 - LPL business only 5) 2025-12-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Oklahoma Central Financial Planning / none - DBA for LPL Business (entity for LPL business) - Y - 5 - 5 - at reported business location(s) - 2025-12-11 - 6) 2025-01-29 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - MEMBERS FINANICAL SERVICES / NONE - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-01-27 -

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-11-19

Designations

Other Names

• Ricky S. Hoel