Jeffrey Louis Mantoani

Current Employers

Employment History

• 04/2010 → 03/2022
  Securities America, Inc
  Carlsbad, CA
• 03/2011 → 03/2022
  Duncan Investment Advisors, Inc
  Carlsbad, CA
• 08/2015 → 03/2022
  Securities America Advisors
  Carlsbad, CA
• 08/2015 → 03/2022
  Securities America Advisors
  Carlsbad, CA
• 04/2022 → Present
  Beacon Pointe Advisors, Llc
  Campbell, CA
• 04/2022 → 09/2024
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2015-08-17 → 2022-03-31
  Securities America Advisors, Inc.
  Carlsbad, CA
  Carlsbad, CA
  Carlsbad, CA
• 2011-03-08 → 2015-11-06
  Duncan Financial
  Carlsbad, CA
• 2010-04-12 → 2011-03-11
  Securities America Advisors, Inc.
  Carlsbad, CA
• 2005-04-07 → 2009-03-26
  Lpl Financial Llc
  San Diego, CA
  San Diego, CA
• 2003-07-31 → 2005-02-17
  Td Ameritrade, Inc.
  San Diego, CA

Other Businesses

***ADMINISTRATOR/EXECUTOR POSITION: Administrator/Executor NATURE: Act as administrator for the estate of my aunt and uncle. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2017 ADDRESS: 2956 Laning Rd, San Diego CA 92106 DESCRIPTION: I will be acting as administrator/executor for the estate of my aunt and uncle, should they both pass away. San Diego Saints INVESTMENT RELATED: No ADDRESS: 6485 University Ave, San Diego, CA 92115 NATURE OF BUSINESS: Youth Hockey Team POSITION/TITLE: Team Manager START DATE: 8/17/2023 HRS/MO: hrs./Mo. 10 HRS/MO DURING SECURITIES TRADING HOURS: 0 hrs./Mo. DUTIES: Coordinate Travel, manage schedule and team roster.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-28
• S63 Uniform Securities Agent State Law Examination
  1997-09-12

Other Names

• Jeff Mantoani