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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-12-11 |
| MO | RA | APPROVED | 2003-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Clayton | MO | 03/2003 | Present |
| Bank Of America,Na | Clayton | MO | 11/2010 | Present |
AS OF 1/1/2016, I AM VICE CHAIRMAN OF THE BOARD OF DIRECTORS. I WAS ELECTED TO A ONE YEAR TERM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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