Cary Larue Kortze

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Danbury, CT
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Danbury, CT
• 07/2018 → 05/2022
  Raymond James Financial Services, Inc.
  Newtown, CT
• 07/2018 → Present
  Steward Partners Global Advisory, Llc
  Newtown, CT
• 07/2018 → Present
  Steward Partners Investment Advisory, Llc
  Newtown, CT
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Newtown, CT

Previous Registrations

• 2003-07-01 → 2018-07-24
  Wells Fargo Clearing Services, Llc
  Danbury, CT
  Danbury, CT
  Danbury, CT
• 2000-08-21 → 2003-07-01
  Prudential Equity Group, Llc
  Danbury, CT

Other Businesses

(1) Name of Business: kortze brothers wealth management group Address: 32 Church Hill Road Unit 107, Newtown, CT, United States Activity Type: Other Position/Title: Partner Investment Related: No Start Date: 07/19/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (2) Name of Business: Steward Partners Global Advisory Address: 32 Church Hill Road Unit 107, Newtown, CT, 06470, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 08/22/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: install insurance products listed

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-19
• S65 Uniform Investment Adviser Law Examination
  2000-05-19

Other Names

• Cary L Kortze