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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-16
MO RA APPROVED 2009-09-17
  • TX RA
    APPROVED
    Since 2009-10-16
  • MO RA
    APPROVED
    Since 2009-09-17

Branch Locations

2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Consultant Sunset Hills MO 08/2002 Present
Stifel Nicolaus & Co Inc Kirkwood MO 06/2009 Present
  • 08/2002 → Present
    Financial Consultant
    Sunset Hills, MO
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Kirkwood, MO
Other Businesses

1. Saint Louis University Billiken Club Board of Directors; 1 South Compton Saint Louis MO 63102; Helping to raise money for the Athletic Department at Saint Louis University. Helping to organize the golf tournament & auction; Member of the Board of Directors; I help organize the golf tournament; 10.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 2. ILLAG PARTNERS LP; Burtoak Drive, Saint Louis, MO 63123; minority owner; 06/15/2009; 0 Hours per Year; Not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-08
  • S66 Uniform Combined State Law Examination
    2002-11-08
Designations
Other Names
  • Charles A Galli

View on SEC IAPD

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