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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Wilmington | DE | 04/2025 | Present |
| Principal Securities, Inc. | Wilmington | DE | 04/2025 | Present |
| Homemaker | Kennett Square | PA | 06/2015 | 04/2025 |
| Allen Insurance Group | Wilmington | DE | 06/2025 | Present |
**INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2025 ADDRESS: 410 Delaware Avenue, Ste C, Wilmington DE 19801, United States DESCRIPTION: Writing outside insurance with various companies including Life, Health, Disability, LTC, Medical, Dental, and Annuities. This will consist of Group and Individual policies. **ALLEN INSURANCE GROUP (DBA) POSITION: Financial Advisor NATURE: Writing outside insurance with various companies including Life, Health, Disability, LTC, Medical, Dental, and Annuities. This will consist of Group and Individual policies. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2025 ADDRESS: 410 Delaware Avenue, Wilmington DE 19801, United States DESCRIPTION: Writing outside insurance with various companies including Life, Health, Disability, LTC, Medical, Dental, and Annuities. This will consist of Group and Individual policies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
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