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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
2233 Honolulu Ave. Ste. 306, Montrose, CA 91020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 09/2009 | 06/2025 |
| Lpl Financial Llc | Montrose | CA | 06/2025 | Present |
1. 6/5/2025: John B. Darmanian; At reported business location(s); Non-Variable Insurance; Inv. related; start date 12/1/2004; 5hrs/mo. during trading. 2. 6/5/2025: IHSS LA County - Parenting Provider; LA County; Outside/W-2 Employment; Not inv. related; start date 4/19/2023; 207hrs/mo.; 4hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-07 |
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