Julius Pappas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 03/2017
  Metlife Securities Inc.
  Plantation, FL
• 03/2017 → 09/2020
  Mml Investors Services, Llc
  Plantation, FL
• 07/2016 → 09/2020
  Massmutual Life Insurance Co
  Plantation, FL
• 09/2020 → Present
  Lpl Financial Llc
  Plantation, FL

Previous Registrations

• 2017-03-25 → 2020-10-08
  Mml Investors Services, Llc
  Plantation, FL
• 2015-11-09 → 2017-03-25
  Msi Financial Services, Inc.
  Plantation, FL

Other Businesses

1)09/01/2020 - Non-Variable Insurance - Agent - inv rel - Planatation, FL - start: 08/2020 - 30 hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-22
• S63 Uniform Securities Agent State Law Examination
  2008-10-02

Other Names

• Julius Polymenas