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560 Delaware Avenue Suite 102, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-08 |
Branch Locations
560 Delaware Avenue Suite 102, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Williamsville | NY | 03/2012 | Present |
1) ARCADIA SETTLEMENTS GROUP POSITION: other - Broker NATURE: Insurance - fixed annuities related to resolving personal injury lawsuits INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 6430 Transit Road, Suite 100, Depew NY 14043 DESCRIPTION: I am contacted by either attorneys or insurance company interested in settling a personal injury lawsuit using a structured settlement. This is a fixed annuity used specifically for this purpose. 2) MARK NARBY POSITION: Broker NATURE: INSURANCE - Fixed Annuities; Long Term Care; Life & Health INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1997 ADDRESS: 6430 Transit Road, Suite 100, Depew NY 14043 DESCRIPTION: Provide quotes for insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-15 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-12 |
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