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Mark Timothy Loewen

Phillips And Company Advisors LLC

Portland, OR

CRD 2899549

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Employer firm

Phillips And Company Advisors LLC CRD 167214

$2.66B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • FOUNDATION AND ENDOWMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Phillips And Company Advisors Llc

521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
IN RA APPROVED 2021-03-31
WA RA APPROVED 2021-03-31
OR RA APPROVED 2013-12-12
  • CA RA
    APPROVED
    Since 2026-01-06
  • IN RA
    APPROVED
    Since 2021-03-31
  • WA RA
    APPROVED
    Since 2021-03-31
  • OR RA
    APPROVED
    Since 2013-12-12

Branch Locations

521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phillips & Company Securities Inc. Portland OR 05/1997 03/2025
Phillips And Company Advisors Llc Portland OR 12/2013 Present
Previous Registrations
  • 2004-05-13 → 2013-12-31
    Phillips & Company
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-09
S63 Uniform Securities Agent State Law Examination 1997-06-24
  • S65 Uniform Investment Adviser Law Examination
    2004-02-09
  • S63 Uniform Securities Agent State Law Examination
    1997-06-24

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

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