Best Investors Account Sign in
Inactive

James Allen Spreng

Spreng Capital Management, Inc.

Bucyrus, OH

CRD 2899030

Claim This Profile
Employer firm

Spreng Capital Management, Inc. CRD 119902

$300M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Spreng Capital Management, Inc.

201 South Sandusky Avenue, Bucyrus, OH 44820 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-24
OH RA APPROVED 1999-08-19
  • TX RA
    APPROVED_RES
    Since 2012-05-24
  • OH RA
    APPROVED
    Since 1999-08-19

Branch Locations

201 South Sandusky Avenue, Bucyrus, OH 44820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spreng Capital Management Bucyrus OH 12/2010 Present
  • 12/2010 → Present
    Spreng Capital Management
    Bucyrus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-06
S63 Uniform Securities Agent State Law Examination 1997-07-23
  • S65 Uniform Investment Adviser Law Examination
    1997-08-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-23
Other Names
  • Jim Spreng
  • James A Spreng

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PRINCIPAL SECURITIES, INC.
EDWARD JONES

Nearby Investors

ANDREW JAMES SCHOCH
MICHAEL DAVID DOSTAL
Stephen Donald Ritzhaupt

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bucyrus, OH
PRINCIPAL SECURITIES, INC. · Bucyrus, OH
EDWARD JONES · BUCYRUS, OH

More in Bucyrus, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor