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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-01
  • OH RA
    APPROVED
    Since 2019-10-01

Branch Locations

130 S Sandusky Ave., Bucyrus, OH 44820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securitires Dublin OH 11/2002 10/2019
Nationwide Financial Network Newark DE 06/2007 10/2019
Nationwide Securities, Llc Bucyrus OH 08/2008 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 11/2002 → 10/2019
    Nationwide Securitires
    Dublin, OH
  • 06/2007 → 10/2019
    Nationwide Financial Network
    Newark, DE
  • 08/2008 → 10/2019
    Nationwide Securities, Llc
    Bucyrus, OH
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Other Businesses

1. GLASS GABLES LIMITED, LLC, 316 W. WARREN STREET, BUCYRUS, OH, OWNER/MANAGER FOR RENTAL PROPERTY, 09/10/14. 3 HR/WK- 1 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. 2. ANDREW SCHOCH AGENCY, LLC, 130 S SANDUSKY AVE, BUCYRUS, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/05, NIR, 30 HR/WK- 30/TRADING HR. 3. TIG PROPERTY MANAGEMENT, LLC, 130 S SANDUSKY AVE, BUCYRUS, OH, RENTAL PROPERTY WITH ANOTHER MEMBER, 02/05/21, NIR, 3 HR/MO- 1/TRADING HR 4. Andrew Schoch, individual; 130 S. Sandusky Avenue Bucyrus, OH 44820; 06/16/21; Selling and licensing photography; NIR; 6/monthly; 0/trading 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/01/2019

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-12-03
  • S63 Uniform Securities Agent State Law Examination
    2002-12-03

View on SEC IAPD

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