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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-01-10 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Charles | IL | 05/1997 | Present |
| Bank Of America,Na | Lisle | IL | 09/2009 | Present |
I*452282 Entity Type: Entity Charitable Name of OBA: Lord of Life Address: Elburn, Illinois, 60119 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: church board member of church overseeing vision and execution of strategy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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