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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-10-04 |
| TX | RA | APPROVED | 2020-10-04 |
Branch Locations
610 W 5Th Street Suite 601, Austin, TX 78701 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Investment Management Co | Dallas | TX | 10/2001 | 09/2020 |
| Hightower Advisors, Llc | Austin | TX | 09/2020 | Present |
1.LIFE INSURANCE WITH BROKERAGE COMPANIES; FINANCIAL ADVISOR FOR FIMCO 2. Transamerica Investment related. Chicago IL. I am the advisor of a 401k plan through TransAmerica that I receive trails on. Start date 10/14/2020. 2.5 hours/year
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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