Daniel Edward Gatien

Current Employers

Employment History

• 12/2003 → 11/2022
  Michael O'BRien
  Seattle, WA
• 01/2004 → Present
  Northwestern Mutual Investment Services, Llc.
  Seattle , WA
• 11/2022 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2007-02-14 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) OWNER, COHO 2021, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/27/2021, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3) 100% OWNER, DEG 2021, LLC, LEGAL ENTITY, START DATE: 05/28/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL BE THE SOLE OWNER OF THIS LLC TAXED AS AN S-CORPORATION. INVESTMENT RELATED. 4) VP ENDOWMENT BOARD, INVESTMENT COMMITTEE, SEATTLE NATIVITY SCHOOL ENDOWMENT FUND, 4200 S MEAD ST, SEATTLE, , WASHINGTON, 98112, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VP OF ENDOWMENT BOARD; NON INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-08
• S63 Uniform Securities Agent State Law Examination
  1998-09-18