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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-27
NC RA APPROVED 2008-03-10
  • TX RA
    APPROVED_RES
    Since 2008-05-27
  • NC RA
    APPROVED
    Since 2008-03-10

Branch Locations

3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chapel Hill NC 02/2008 03/2020
Ameriprise Financial Services, Llc Greensboro NC 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Twin Lakes Community Board of Dirctors; Board Member; 3815 Wade Coble Drive, , Burlington, NC, 27215; Not Investment-Related; 10/18/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Honey Badger Management LLC; Regular duties of an Ameriprise AFG AFA; Manage advisory business; 835 Straits Tpke, Ste A, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-02
  • S66 Uniform Combined State Law Examination
    2004-01-02

View on SEC IAPD

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