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Mark Daniel Ligeski

Edelman Financial Engines

Phoenix, AZ

Rochester, MI

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-01-11
TX RA APPROVED 2021-02-04
MI RA APPROVED 2020-11-23
  • AZ RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED
    Since 2021-02-04
  • MI RA
    APPROVED
    Since 2020-11-23

Branch Locations

4742 N. 24Th St Suite 400, Phoenix, AZ 85016 • United States

Rochester, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Santa Clara CA 11/2018 12/2020
Financial Engines Advisors L.L.C. Santa Clara CA 12/2020 09/2021
Financial Engines Advisors L.L.C. Santa Clara CA 09/2021 Present
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 12/2020
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 12/2020 → 09/2021
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 09/2021 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-23
S63 Uniform Securities Agent State Law Examination 2015-08-06
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2015-08-06

View on SEC IAPD

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