Joseph Brian Heiser

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 12/2016 → 09/2018
  Self-Employed
  Scottsdale, AZ
• 10/2020 → 03/2023
  Joe'S Vending Llc
  Mesa, AZ
• 03/2014 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 02/2026 → Present
  Self-Employed
  Mesa, AZ

Previous Registrations

• 2008-12-11 → 2014-03-07
  Usaa Financial Planning Services
  Scottsdale, AZ
  Phoenix, AZ
• 2007-10-15 → 2008-12-31
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2003-12-04 → 2005-01-19
  Banc One Securities Corporation
  Chandler, AZ
• 2001-11-16 → 2003-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: ADC II LIMITED PARTNERSHIP INVESTMENT-RELATED ADDRESS: SPRINGFIELD, IL NATURE OF BUSINESS: COMMERCIAL REAL ESTATE POSITION: MINORITY INTEREST OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: FURNITURE SALES POSITION: OWNER START DATE: 02/2026 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FURNITURE MAKER

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-02
• S63 Uniform Securities Agent State Law Examination
  1997-12-01

Designations

• Certified Financial Planner

Other Names

• Joseph B Heiser