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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED_RES | 2021-10-27 |
| CO | RA | APPROVED | 2017-11-08 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
Castle Rock, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hurst | IL | 05/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Goshen | NY | 03/2020 | Present |
Business Ownership; D&M Ranch, LLC; ; It is a farm and ranch. The income would be from cattle and whaet farming.; 24176 Hwy 283 Vernon, TX 76384, ,; ; 09/10/2012; 1 to 9 hours per month; / Certainty of Uncertainty, LLC; Act as general partner for the business, providing strategic leadership for both organic and inorganic growth.; This is a holding company.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 12/27/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-07 |
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