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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| CT | RA | APPROVED | 2022-03-03 |
Branch Locations
2505 Main Street Suite 206, Stratford, CT 06615 • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Stratford | CT | 09/2005 | 03/2022 |
| Commonwealth Financial Network | Waltham | CT | 03/2022 | Present |
| Mj Chaffee & Associates, Ll | Stratford | CT | 03/2022 | Present |
1. Fixed insurance sales; as of 3/3/2022; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & Managing Member; MJC Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2000; 100% of time spent during business hours; Conducted at branch; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-08 |
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