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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| SD | RA | APPROVED | 2018-02-14 |
Branch Locations
200 Main St, Rapid City, SD 57701 • United States
330 S Chicago St, Hot Springs, SD 57747 • United States
115 South Blvd West, Wall, SD 57790 • United States
835 N Main St, Spearfish, SD 57783 • United States
Us-212 And Willow St, Eagle Butte, SD 57625 • United States
1530 N Garfield Ave, Pierre, SD 57501 • United States
1135 Mount Rushmore Rd, Custer, SD 57730 • United States
5028 S Marion Rd, Sioux Falls, SD 57106 • United States
921 W 10Th Street, Sioux Falls, SD 57104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 11/2009 | 02/2018 |
| Lpl Financial Llc | Rapid City | SD | 02/2018 | Present |
1. 02/14/2018 - WAYNE STANLEY PROPERTIES - Investment Related - RAPID CITY, SD - Real Estate Rental - CO-OWNER - Start Date 2/14/14 - 1 Hours Per Month. 2. 02/14/2018 - Black Hills Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 8/21/2018 - BLACK HILLS FEDERAL CU - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Program Manager - Start Date: 09/01/2014 - 30 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
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