Keith Andrew Adams

Current Employers

Employment History

• 01/2006 → Present
  Metlife Resources
  St. Louis, MO
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-03 → 2017-12-31
  Cetera Wealth Services, Llc
  St Louis, MO
  St. Louis, MO
• 2007-12-05 → 2013-09-03
  Walnut Street Securities, Inc.
  St Louis, MO
  St. Louis, MO
• 2005-11-29 → 2007-11-20
  Msi Financial Services, Inc.
  Columbia, MO
  Springfield, MA
  Springfield, MA
  Columbia, MO
  Ballwin, Mo, MO
  St. Louis, MO
  St. Louis, MO
• 2001-03-19 → 2006-01-04
  Metlife Investment Fund Services Llc
  Alpharetta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/01/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, MEDICARE, DENTAL, AND VISION. 2. STRATEGIC FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INVESTMENT SERVICES, START 06/2012, 5-10 HRS/WK (TRADING HOURS), SENIOR PARTNER, INVESTMENT ADVISOR REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: SFG CONSULTING, LLC DBA PADGETT BUSINESS SYSTEMS, INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING START DATE: 1/2016. POSITION/TITLE/RELATIONSHIP: TAX PREPARER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX PREP, ACCOUNTING AND PAYROLL SERVICES. 4. NAME OF OTHER BUSINESS: DBA STRATEGIC INSURANCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE / MEDICARE; START DATE: 10/01/2016; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE/ MEDICARE BUSINESS. 5.NAME OF OTHER BUSINESS: NEA MEMBER BENEFITS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL EDUCATION START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: NEA RETIREMENT SPECIALIST BRIEF DESCRIPTION OF DUTIES: DISCUSS WITH MEMBERS THE BENEFIT OF TAX DEFERRAL PROGRAMS

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-12
• S63 Uniform Securities Agent State Law Examination
  1997-08-06