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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
| CA | RA | APPROVED | 2023-03-13 |
| GA | RA | APPROVED | 2023-01-27 |
| MN | RA | APPROVED | 2023-01-27 |
| CO | RA | APPROVED | 2022-03-30 |
| AZ | RA | APPROVED | 2022-03-24 |
| AL | RA | APPROVED | 2022-03-09 |
| NY | RA | APPROVED | 2022-02-15 |
Branch Locations
Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States
Cwm Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583 • United States
Norwalk, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2013 | 01/2022 |
| Hsbc Bank Usa N.A. | New York | NY | 08/2016 | 01/2022 |
| Citigroup | Scarsdale | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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