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David Clay Coffeen

Rbc Capital Markets, LLC

Phoenix, AZ

Paradise Valley, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-02-09
TX RA APPROVED_RES 2010-02-08
  • AZ RA
    APPROVED
    Since 2017-02-09
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Paradise Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Phoenix AZ 03/2008 Present
City National Bank Phoenix AZ 10/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-07
S63 Uniform Securities Agent State Law Examination 1997-07-23
  • S65 Uniform Investment Adviser Law Examination
    1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-23
Other Names
  • D. Clay Coffeen
  • Clay Coffeen

View on SEC IAPD

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