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Keith L Graves

Usa First Financial

Indianapolis, IN

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Current Employers
Usa First Financial

5928 Brendonridge Ct S, Indianapolis, IN 46226 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-01
  • IN RA
    APPROVED
    Since 2026-01-01

Branch Locations

838 N Delaware, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Indianapolis Indianapolis IN 06/2019 Present
Td Ameritrade Indianapolis IN 10/2019 02/2021
Unemployed Indianapolis IN 04/2018 06/2019
Usa First Financial, Ria Indianapolis IN 07/2018 Present
Scottrade Inc Indianapolis IN 11/2005 04/2018
Fnex Capital Llc Indianapolis IN 02/2026 Present
  • 06/2019 → Present
    City Of Indianapolis
    Indianapolis, IN
  • 10/2019 → 02/2021
    Td Ameritrade
    Indianapolis, IN
  • 04/2018 → 06/2019
    Unemployed
    Indianapolis, IN
  • 07/2018 → Present
    Usa First Financial, Ria
    Indianapolis, IN
  • 11/2005 → 04/2018
    Scottrade Inc
    Indianapolis, IN
  • 02/2026 → Present
    Fnex Capital Llc
    Indianapolis, IN
Previous Registrations
  • 2022-01-25 → 2025-12-31
    Indianapolis, IN
    Indianapolis, IN
  • 2019-11-06 → 2021-02-13
    Td Ameritrade, Inc.
    Louisville, KY
    Indianapolis, IN
    Louisville, KY
  • 2019-11-06 → 2021-02-13
    Td Ameritrade Investment Management, Llc
    Indianapolis, IN
    Louisville, KY
  • 2017-04-04 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Name: Rental Property, Role: Owner, Type: Rental Property, Start Date: 06/01/2019, Investment Related?: No, Address: 552 W. 28th, Indianapolis, IN 46208, Number of Hours/Mo: 2, Duties: I own a rental property that is currently being renovated and will be used for rental income when completed. Name: City of Indianapolis, Role: I lead Indianapolis Council District 13, Type: Political Office, Start Date: 06/13/2019, Investment Related?: No, Address: 200 E Washington St, Indianapolis, IN 46202, Number of Hours/Mo: 3, Duties: I lead an Indianapolis district (neighborhood) as well as work with other members of the Council to lead our city in the Legislative Branch of Government. I attend General Council, Committee, and Community meetings. The Council, along with the Mayor, work together to plan the vision for our city, including appropriating resources to the various departments that keep our city running.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S66 Uniform Combined State Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Other Names
  • Keith Graves
  • Keith L Graves
  • Keith Leonard Graves

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