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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-04-30 |
| CA | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
Fish Haven, ID • United States
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 06/2009 | 10/2019 |
| Bank Of America, N.A. | Woodland Hills | CA | 06/2011 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 10/2019 | Present |
RENTAL PROPERTY DBA DUBLIN FARMS, INV RELATED, EAGLE MOUNTAIN, UT, 100% OWNERSHIP, START 7/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, LAYTON, UT, 100% OWNERSHIP, START 7/1/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 7/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 1/25/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 1/25/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 3/12/2021, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, NAMPA, ID, 100% OWNERSHIP, START 5/12/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING,| YELLOW STONE PARK PARTNERSHIP, INV RELATED, CHUBBUCK, ID, 33% OWNERSHIP, START 5/12/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD LAND AND RENTAL PROPERTY.| YELLOWSTONE PARK APARTMENTS LLC, INV RELATED, NAMPA, ID, 100% OWNERSHIP, START 5/6/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY.| 4334 E. PARNELL LANE LLC, INV RELATED, KAYSVILLE, UT, 100% OWNERSHIP, START 6/26/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.| VACANT LAND, INVT RELATED, POCATELLO, ID, 50% OWNERSHIP, START DATE 12/15/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. | RENTAL PROPERTY; INV RELATED; NAMPA, ID; 100% OWNERSHIP; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY| NORTH GATE VILLAS LLC; INV RELATED; POCATELLO, ID; 100% OWNERSHIP; START DATE 06/02/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING FORFIVE LLC ; INV RELATED;SIMI VALLEY,CA; OWN REAL ESTATE;100% OWNERSHIP; START DATE: 7/13/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-21 |
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