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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-04-30
CA RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • ID RA
    APPROVED
    Since 2026-04-30
  • CA RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

Fish Haven, ID • United States

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 06/2009 10/2019
Bank Of America, N.A. Woodland Hills CA 06/2011 10/2019
Wells Fargo Clearing Services, Llc Woodland Hills CA 10/2019 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY DBA DUBLIN FARMS, INV RELATED, EAGLE MOUNTAIN, UT, 100% OWNERSHIP, START 7/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, LAYTON, UT, 100% OWNERSHIP, START 7/1/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 7/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 1/25/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 1/25/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 50% OWNERSHIP, START 3/12/2021, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER.| RENTAL PROPERTY, INV RELATED, NAMPA, ID, 100% OWNERSHIP, START 5/12/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING,| YELLOW STONE PARK PARTNERSHIP, INV RELATED, CHUBBUCK, ID, 33% OWNERSHIP, START 5/12/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD LAND AND RENTAL PROPERTY.| YELLOWSTONE PARK APARTMENTS LLC, INV RELATED, NAMPA, ID, 100% OWNERSHIP, START 5/6/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY.| 4334 E. PARNELL LANE LLC, INV RELATED, KAYSVILLE, UT, 100% OWNERSHIP, START 6/26/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.| VACANT LAND, INVT RELATED, POCATELLO, ID, 50% OWNERSHIP, START DATE 12/15/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. | RENTAL PROPERTY; INV RELATED; NAMPA, ID; 100% OWNERSHIP; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY| NORTH GATE VILLAS LLC; INV RELATED; POCATELLO, ID; 100% OWNERSHIP; START DATE 06/02/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING FORFIVE LLC ; INV RELATED;SIMI VALLEY,CA; OWN REAL ESTATE;100% OWNERSHIP; START DATE: 7/13/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-25
S63 Uniform Securities Agent State Law Examination 1997-07-21
  • S65 Uniform Investment Adviser Law Examination
    1997-08-25
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21
Other Names
  • Curtis J Parry

View on SEC IAPD

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